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Law in a Nutshell: Investment Adviser Regulation

$23.99 Out of stock

Edition: 1st ed., 2007
Author(s): Haas, Howard


SKU: 50540U



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Product Description

Law in a Nutshell: Investment Adviser Regulation is designed for those interested in learning the fundamentals of investment adviser regulation as set forth primarily in the Investment Advisers Act of 1940 and the rules and regulations promulgated by the Securities and Exchange Commission thereunder. In particular, it is targeted towards investment advisers and their chief compliance officers. However, those associated with mutual funds, hedge funds, private equity funds and collateralized debt obligation (CDO) funds will likely find it useful as well.


Condition Used
Shipping Availability This item ships within the next business day.
Heavy No
Format Paperback
Author Haas, Howard
ISBN 9780314172655
Edition 1st ed., 2007
Publisher West