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Securities Regulation (University Casebook Series)

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Edition: 13th ed., 2015
Author(s): Coffee, Sale, Henderson


SKU: 93950



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Product Description

This casebook provides tools for the in-depth study of the law of securities regulation. This edition has been revised to recognize and address the issues underlying the current financial crisis, including the problems associated with asset-backed securitizations, the credit rating agencies, and the collapse of the investment banks. Topics covered include the Sarbanes-Oxley Act, the competitiveness of the U.S. capital markets, and the effect of globalization on the world's security markets. It includes a new chapter on shareholder voting and updated coverage of SEC enforcement actions and criminal liability, as well as state securities law, international issues, and regulation of investment companies.

Table of Contents includes:
The Institutional and Regulatory Framework;
The Basic Structure and Prohibitions of the Securities Act;
The Registration Process;
Definitions of "Security" and "Exempted Securities";
The Private Offering Exemptions: Sections 4(2) and 4(6);
The Limited Offering Exemptions: Section 3(b), Regulation D and Regulation A;
Interstate Offerings: Section 3(a)(11) and Rule 147;
Reorganizations and Recapitalizations;
Offerings by Underwriters, Affiliates and Dealers;
Regulation of the Securities Markets;
Regulation of Broker-Dealers;
Tender Offers, Management Buyouts and Takeover Contests;
Civil Liability Under the Securities Act of 1933;
Securities Exchange Act Civil Liability Provisions;
General Civil Liability Provisions;
State Law;
SEC Enforcement Actions;
Criminal Enforcement of the Federal Securities Laws;
International Enforcement.


Condition New
Shipping Availability This item ships within the next business day.
Heavy No
Format Hardcover
Author Coffee, Sale, Henderson
ISBN 9781628102192
Edition 13th ed., 2015
Publisher West