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Hazen's Hornbook on Securities Regulation

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Edition: 6th ed., 2009
Author(s): Hazen


SKU: 50162R



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Product Description

This hardcover Hornbook Series: Securities Regulation offers extensive discussion on security regulations.

The authoritative coverage includes registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities and Exchange Act of 1934; jurisdictional aspects; federal regulation of investment companies; and arbitration rules. This book also includes information on how to peform securities regulation research on Westlaw.

Features and Benefits:
Expert commentary on securities regulations;
Provides basic coverage of the Securities Act;
Contains footnote citations to leading court decisions.

Table of Contents includes:
The Basic Coverage of the Securities Act;
Registration Requirements of the Securities Act of 1933;
The 1933 Act Registration Process and Disclosure Exemptions From 1933 Act Registration;
The Theory of Sale: Corporate Recapitilizations, Reorganizations and Mergers Under the 1933 Act;
Manipulation, Stabilization and Hot Issues;
Liability Under the Securities Act of 1933;
State Blue Sky Laws;
Securities Exchange Act of 1934-Registration and Reporting Requirements for Issuers;
Shareholder Suffrage-Proxy Regulation;
Tender Offer and Takeover Regulation;
Manipulation and Fraud-Civil Liability; Implied Private Remedies; SEC Rule 10b-5; Fraud in Connection with the Purchase or Sale of Securities; Improper Trading on the Nonpublic Material Information;
Insider Reporting and Short-Swing Trading, and False Sec Filings;
Market Regulation; Broker-Dealers;
Arbitration of Broker-dealer Disputes;
Operation of the Securities and Exchange Commission;
Jurisdictional Aspects;
Debt Securities and Protection of Bondholders-the Trust Indenture Act of 1939;
Federal Regulation of Investment Companies-The Investment Company Act of 1940;
Investment Advisers Act of 1940;
Special Problems and Overview.

Every attorney should have at least a small personal library of fundamental legal reference books to see them through their career. Hornbooks are the perfect foundation on which to build your own legal library as they represent comprehensive yet affordable reference tools covering over 75 legal topic areas. Don’t wait- start your library now!


Condition Used
Shipping Availability This item ships within the next business day.
Heavy No
Format Hardcover
Author Hazen
ISBN 9780314187970
Edition 6th ed., 2009
Publisher West