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Law in a Nutshell: Securities Regulation

$42.00 Out of stock

Edition: 11th ed., 2016
Author(s): Hazen


SKU: 50092



Product Description

This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Dodd-Frank Act as well as the JOBS Act, including the new crowdfunding and expanded Regulation A exemptions.


Condition New
Shipping Availability This item ships within the next business day.
Heavy No
Format Paperback
Author Hazen
ISBN 9781683283188
Edition 11th ed., 2016
Publisher West