Fund Governance: Legal Duties of Investment Company Directors
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Fund Governance: Legal Duties of Investment Company Directors is a comprehensive, authoritative and practical treatment of the legal obligations of mutual fund and closed-end fund directors, the special duties of "independent" directors, and fund governance "best practices." This treatise provides detailed coverage of a fund board’s legal duties under the federal securities laws and state corporate and trust law. It examines relevant statutes and regulations, SEC guidance, court cases, and best practices in the context of fiduciary duty requirements, board structure and operations, audit committees, advisory and distribution arrangements, affiliated transactions, and other important areas. It also addresses the special requirements for closed-end fund and money market fund directors, as well as director indemnification and insurance issues.
More than just an overview, Fund Governance: Legal Duties of Investment Company Directors looks closely at challenging practical questions that often arise.
*Looseleaf print subscribers receive supplements. The online edition is updated automatically. After 1 year, the online subscription is only available upon renewal. You will be contacted either via phone or e-mail to set up log-in information to access the digital version.
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|Shipping Availability||This item ships in 3 to 5 business days.|
|Publisher||American Lawyer Media|