Ferrara on Insider Trading and The Wall
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This valuable book discusses the evolution of the law of insider trading and explores ways in which corporations can use compliance programs to deter insider trading, with particular attention to multi-service financial institutions. A key goal of Ferrara on Insider Trading and The Wall is to demonstrate how such firms can implement “Chinese Walls” and other procedural devices to control dissemination of material, nonpublic information, acquired by employees in the course of serving clients, to other employees who trade in securities. The authors analyze the impact of The 2000 SEC regulations on selective disclosure and insider trading as well as the Sarbanes-Oxley Act of 2002. They also discuss recent cases and other important developments such as the Rule 10b5-1 trading plan. The work also includes suggested guidelines for deterring insider trading by employees.
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|Author||Ferrara, Thomas, Nagy|
|Edition||2016 w/ updates|
|Publisher||American Lawyer Media|