Ferrara on Insider Trading and The Wall
$616.00 In stock:
- FREE SHIPPING!
- This item ships in 3 to 5 business days.
- This item earns 616 LawRewards points!What are LawRewards?
This valuable book discusses the evolution of the law of insider trading and explores ways in which corporations can use compliance programs to deter insider trading, with particular attention to multi-service financial institutions. A key goal of Ferrara on Insider Trading and The Wall is to demonstrate how such firms can implement “Chinese Walls” and other procedural devices to control dissemination of material, nonpublic information, acquired by employees in the course of serving clients, to other employees who trade in securities. The authors analyze the impact of The 2000 SEC regulations on selective disclosure and insider trading as well as the Sarbanes-Oxley Act of 2002. They also discuss recent cases and other important developments such as the Rule 10b5-1 trading plan. The work also includes suggested guidelines for deterring insider trading by employees.
*Looseleaf print subscribers receive supplements. The online edition is updated automatically. You will be contacted either via phone or e-mail to set-up login information for the digital version. Please note this title is non-returnable.
Shipping: This item ships directly from the publisher and may arrive separately from other items included in your order.
|Shipping Availability||This item ships in 3 to 5 business days.|
|Author||Ferrara, Thomas, Nagy|
|Publisher||American Lawyer Media|