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Derivatives Regulation (3 Vols.)

$731.56 In stock:

Edition: 2014 w/ updates*


SKU: ATTY30103



List Price: $759.00

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Product Description

For over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic.

Derivatives Regulation comprehensively covers the Commodity Exchange Act along with all other relevant aspects of the regulation of securities that have an impact on the derivatives markets.

Derivatives Regulation is completely updated to cover the full range of emerging regulatory, reporting, and legal issues surrounding derivatives and related instruments, including:

Distinguishing between regulated and unregulated derivatives and knowing which rules to apply;
The significant roles of the SEC and the federal laws in regulating derivatives;
Meeting standards for exemption or other relief;
The workings of the derivatives markets and the rules applicable to trading;
Registration, reporting, and disclosure requirements applicable to commodities professionals;
Criteria for publicly traded futures and commodity options;
Rules governing unprofessional conduct, including the antifraud and anti-manipulation prohibitions;
Customer protections, the CFTC’s reparations program, arbitration programs, and private rights of action in the courts

Table of contents includes:

Volume 1:
Profile of the Derivatives Markets and Regulation
The Markets

Volume 2:
The Marketing Effort
The Commission

Volume 3:
Offenses And Remedies.

Updates: Your purchase price includes the cost of all possible previous updates published up through date of purchase. In order to subscribe to future updates, please contact the publisher directly.

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Condition New
Shipping Availability This item ships in 3 to 5 business days.
Heavy No
Format Hardcover
Author No
ISBN 9780735533363
Edition 2014 w/ updates*
Publisher Aspen Publishing