This Concise Hornbook on Principles of Securities Regulation provides extensive discussion on security regulations. Authoritative coverage includes registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities and Exchange Act of 1934; jurisdiction aspects; federal regulation of investment companies; and arbitration rules. It also includes information on how to perform securities regulation research on Westlaw®.
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|Edition||3rd ed., 2009|