Financial Product Fundamentals is a clear, comprehensive, and easy-to-use reference that gives you a thorough understanding of the regulations, benefits, advantages, pricing, distribution, marketing, and current and future viability of registered offerings. It includes expert analysis of private placements, mutual funds, hedge funds, money market funds, exchange traded funds, real estate investment trusts, international investment funds, variable insurance products, and other instruments.
Financial Product Fundamentals has been completely revised to reflect the Dodd-Frank Act, SEC actions, and other regulatory changes made to spur the economy and reform the financial markets. New material includes a discussion of the foreign broker-dealer; and Rule 483 advertising, or advertising that can be done prior to delivery of a statutory or summary prospectus and includes information that may be different from or in addition to that contained in the prospectus, so long as it does not conflict.
With the help of charts, tables, and other graphics, Financial Product Fundamentals helps you stay on top of securities laws applicable to all of the different financial instruments.
Updated at least once a year, Financial Product Fundamentals: Law • Business • Compliance is an important basic reference for securities professionals and attorneys, general practitioners, compliance and risk officers, federal and state regulators, and investors.
* Title may include Basic Upkeep Service, whereby supplements, replacement pages and new editions may be shipped to you immediately upon publication for a 30-day examination. This service is cancelable at any time.
|Shipping Availability||This item ships within 1 to 2 business days.|
|Edition||2nd ed. 2012|
|Publisher||Practising Law Institute|