Helping banks build their securities business while avoiding compliance pitfalls.
Securities Activities of Banks, this valuable practice tool, brings you completely up-to-date on the evolving laws governing banks' securities activities - from regulatory changes in the financial markets and administrative reform to recent court decisions and legislative reform, including the recently enacted Sarbanes-Oxley Act of 2002 and the Gramm-Leach-Bliley Act. Here is everything you need to help build a bank's securities business while avoiding compliance pitfalls. Securities Activities of Banks provides:
 In-depth discussions of the securities activities now permissible for banks, bank holding companies, and financial holding companies;
Clear explanations of how securities laws affect banks' securities activities;
A complete review of how banks are regulated - including foreign banks and affiliates;
Up-to-date analysis of the evolution of the banking laws through agency and court decisions.
Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, fiduciary activities, and more.
Updates: Your purchase price includes the cost of all possible previous updates published up through date of purchase. In order to subscribe to future updates, please contact the publisher directly.
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